Chief Operating Officer
Company: Centura Wealth Advisory
Location: San Diego
Posted on: April 30, 2024
Job Description:
Centura Wealth Advisory, a dynamic, registered investment
advisory (RIA) firm serving both high-net-worth and
ultra-high-net-worth individuals/families, is seeking an
experienced professional to join our Executive Leadership team as
the Chief Operating Officer. As the Chief Operating Officer, you
will be a key member of our team helping to set strategic
initiatives and trailblaze an unmatched culture.The Chief Operating
Officer is at the core of our internal vein and will have a large
impact on a wide range of functions.Operational LeadershipWhat You
will Do:
- Provide strategic leadership and direction to all operational
functions, including client service, compliance, finance, people &
culture, and marketing.
- Develop and implement policies, procedures, and best practices
to optimize operational efficiency, maximize productivity, and
achieve business objectives.
- Establish key performance indicators (KPIs) and metrics to
measure and monitor operational performance and drive continuous
improvement initiatives.Strategic Planning And Execution
- Collaborate with the CEO and leadership team to develop and
implement strategic initiatives that support the company's mission,
vision, and long-term goals.
- Lead the strategic planning process, conducting analysis,
identifying opportunities, and defining priorities to drive
sustainable growth and competitive advantage.
- Monitor industry trends, market dynamics, and regulatory
developments to anticipate challenges and capitalize on emerging
opportunities.Financial Management
- Oversee financial planning, budgeting, and forecasting
processes to ensure sound financial management and alignment with
strategic objectives.
- Monitor financial performance against budget and targets,
analyze variances, and implement corrective actions as needed to
optimize profitability and efficiency.
- Collaborate with finance and accounting teams to maintain
financial controls, manage cash flow, and support investment
decision-making.Risk Management And Compliance
- Establish and maintain a comprehensive risk management
framework to identify, assess, and mitigate operational,
regulatory, and reputational risks.
- Ensure compliance with applicable laws, regulations, and
industry standards governing Registered Investment Advisors (RIAs),
including SEC requirements.
- Oversee the implementation of compliance policies, procedures,
and training programs to promote a culture of compliance and
integrity throughout the organization.Leadership And Team
Development
- Build and develop a high-performance team by recruiting,
training, and retaining top talent, and fostering a culture of
collaboration, innovation, and accountability.
- Provide mentorship, guidance, and coaching to direct reports
and team members, empowering them to achieve their full potential
and contribute to organizational success.
- Lead by example, demonstrating ethical leadership,
professionalism, and a commitment to excellence in all aspects of
operations and decision-making.What We Look for:
- Bachelor's degree in Business Administration, Finance, or a
related field; MBA or advanced degree preferred.
- Proven experience (10 years) in executive leadership roles
within the financial services industry, with a focus on Registered
Investment Advisors (RIAs) highly desirable.
- Strong understanding of financial markets, investment products,
and regulatory requirements governing RIAs, including SEC
regulations and fiduciary standards.
- Exceptional leadership abilities with a track record of driving
operational excellence, strategic planning, and organizational
transformation.
- Excellent communication skills, both verbal and written, with
the ability to influence and inspire stakeholders at all levels of
the organization.
- Strong analytical and problem-solving skills, with the ability
to think strategically, make data-driven decisions, and drive
results in a dynamic and competitive environment.What 's In It For
You?
- Competitive compensation
- Opportunity to contribute to a dynamic, fast-paced business
that is experiencing rapid growth.
- Open and supportive team-based environment
- Full medical, dental, and vision benefits
- Competitive Vacation Package
- Free on-site gym access
- Fully stocked kitchen - meals, snacks, and beveragesEqual
Opportunity EmployerCentura Wealth Advisory is an equal opportunity
employer and is committed to diversity and inclusion in the
workplace. We encourage applications from all qualified
individuals, regardless of race, ethnicity, gender, sexual
orientation, age, disability, or religion.
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Keywords: Centura Wealth Advisory, San Diego , Chief Operating Officer, Executive , San Diego, California
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