Senior IT Auditor
Company: LPL Financial LLC
Location: San Diego, CA
Posted on: May 5, 2017
Job Description:
Position: Senior IT Auditor (San Diego, CA) Duties: Execute IT-related internal audits and perform control
activity testing, including risk assessments, audit planning, audit
testing, control evaluation, report drafting, and issue remediation. Execute
audits in accordance with department and professional standards.
Collaborate with business units and audit colleagues to identify and assess risk
and controls in order to provide appropriate audit coverage. Act as
a technical resource for technical areas, including Oracle Financials, UNIX
and Windows operating systems, and SQL databases. Make recommendations for
improvements in the control environment through audits and project
participation. Supervise staff and associate auditors. Requirements: Bachelor’s degree (or foreign education
equivalent) in Finance, Accounting, Information Technology, Information Systems
or a related field and three (3) years’ experience performing
internal and external IT audits. Also requires: demonstrated expertise (DE) performing SOX
compliance and SOC 1 report testing; DE performing IT testing on technical
areas, including Oracle Financials, UNIX and Windows operating systems,
and SQL databases; DE interfacing with executive-level business managers
to present audit findings and reports; and DE managing multiple tasks
concurrently with minimal supervision. To apply, submit resume referencing Job Code# JW01 to Brigitte
Duffy, LPL Financial LLC, 75 State Street, Boston, MA 02109.
Keywords: LPL Financial LLC, San Diego , Senior IT Auditor, Finance , San Diego, CA, California