the smart solution for San Diego jobs

Sr Analyst , Project & Policy Management, Marketing Regulatory Review

Company: LPL Financial
Location: San Diego
Posted on: January 16, 2019

Job Description:

The Senior Analyst, Project and Policy Management Marketing Regulatory Review will be responsible for planning, coordinating, implementing and finalizing projects according to specifications and deadlines for the department. A high-level of attention to customer service is expected. The person who holds this position will help maintain our commitment to best practices in order to align with management/department goals.Essential Functions:

  • Managing projects independently
  • Tracking and reporting on status of projects
  • Maintaining communication with accountable parties
  • Implementing changes that are beneficial to the department
  • Create procedures to support implementation of projects when necessary
  • Identify issues and ensure timely actions to resolve, including escalating when necessary
  • Keep management and key stakeholders well-informed on a timely basis on project progress, status and/or concerns for each assignment ensuring that expectations are met or exceeded
  • Participate in researching and responding to periodic regulatory inquiries
  • Responsible for updating and recommending changes for policies and proceduresQualifications
    • Bachelor's degree preferred
    • The Series 7 & 24 are required at time of application to be considered. In addition, the 63 and 65 (or 66) are also strongly preferred.
    • Minimum of 3+ years of relevant experience
    • Advertising/Marketing compliance review experience preferred
    • Project Management experience preferred
    • Superb efficiency in Microsoft Word, Excel, PowerPoint, and VisioOther Job Duties:
      • Knowledge of FINRA, SEC, and state rules and regulations
      • Highly motivated and able to adapt to changing priorities
      • Ability to work in a fast paced/high volume environment and be flexible with work schedule
      • Ability to multi-task and deliver complex projects on time
      • Highly analytical with excellent research skills
      • Strong attention to detail, excellent problem-solving and follow-up skills
      • Excellent oral and written communication skills
      • Ability to function independently and cooperatively, and build consensus on projectsAbout LPL Financial:LPL Financial is a leader in the retail financial advice market and the nation's largest independent broker/dealer*. We serve independent financial advisors and financial institutions, providing them with the technology, research, clearing and compliance services, and practice management programs they need to create and grow thriving practices. LPL enables them to provide objective guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions. LPL and its affiliates have more than 3,700 employees with primary offices in Boston, Charlotte, and San Diego. Our Culture:If you join LPL, you will join a culture that believes in delivering a world-class client experience and looks to all employees to contribute to that goal by sharing their creativity, experience, and passion for continuous improvement. As a destination of choice, our top priorities are growth and development, social responsibility, and financial health for our employees. We offer competitive compensation and industry leading benefits, including a wellness facility with onsite fitness classes, healthy meal choices, and a walk-in clinic. We support employee financial health through a 401k match, ESPP, and employee discounts. Work/life balance is our foundation and is supported through paid holidays, and paid time off (including time to volunteer). We foster a diverse work environment through Employee Resource Groups and diverse strategic partnerships. Join the LPL team and help us make a difference by turning life's aspirations into financial realities. Please login or create an account to apply to this position. Principals only. EOE *As reported by Financial Planning magazine, June 1996-2017, based on total revenue.

        Keywords: LPL Financial, San Diego , Sr Analyst , Project & Policy Management, Marketing Regulatory Review, Advertising , San Diego, California

        Click here to apply!

        Didn't find what you're looking for? Search again!

        I'm looking for
        in category

Other Advertising Jobs

Resume Writer / Remote
Description: Mommy Jobs Online is seeking professional resume writers to work remotely. Partner with job seekers via phone or email to understand their career history and objectives Write professional (more...)
Company: Mommy Jobs Online
Location: San Diego
Posted on: 01/17/2019

Preschool Photographer
Description: Join our team as a Preschool Photographer - Starting in January Full-time positions available br As a Photographer, you: br ul br li Have the opportunity to capture several hundred smiles every (more...)
Company: Lifetouch
Location: La Mesa
Posted on: 01/17/2019

Accounting, Analysis & Reporting Manager
Description: Prepare and review schedules that support all public filings 10-Q, 10-K, 8K and other SEC filings . Perform analysis for monthly and quarterly financial statements. Prepare/review monthly general ledger (more...)
Company: East West Bancorp, Inc.
Location: Pasadena
Posted on: 01/17/2019

Manager, Marketing Analytics
Description: Lead Marketing Analytics Capabilities team to help drive Petco's customer and go to market strategies, including customer targeting / segmentation, in depth business customer loyalty analytics, marketing (more...)
Company: Petco Animal Supplies
Location: San Diego
Posted on: 01/17/2019

Director of Digital Marketing
Description: The Director, Digital Marketing will manage the digital marketing team to drive growth for the entire Twist Bioscience product portfolio. You will be responsible for creating and executing our digital (more...)
Company: Twist Bioscience
Location: Carlsbad
Posted on: 01/17/2019

Senior Medical Writer
Description: The Senior Medical Writer in the Medical Regulatory Communications function is responsible for writing regulatory documents in support of drug development, as well as assisting with the oversight of (more...)
Company: Heron Therapeutics
Location: San Diego
Posted on: 01/17/2019

Preschool Photographer
Description: Join our team as a Preschool Photographer - Starting in January Full-time positions available br As a Photographer, you: br ul br li Have the opportunity to capture several hundred smiles every (more...)
Company: Lifetouch
Location: Irvine
Posted on: 01/17/2019

Email Marketing Processor
Description: Shasmi Beauty is now recruiting Email Marketing Processors to work remotely. Great opportunity for the perfect person that has a home office setup to work remotely. At Shasmi Beauty our qualified email (more...)
Company: Mommy Jobs Online
Location: Poway
Posted on: 01/17/2019

Manager, Client Marketing Automation
Description: If youre looking for a career in a company thats evolving, has a great culture and amazing opportunities within the Healthcare Industry, AMN Healthcare is the clear choice. As Americas largest and most (more...)
Company: AMN Healthcare
Location: San Diego
Posted on: 01/16/2019

Senior Product Marketing Manager
Description: Purpose br br The Senior Product Marketing Manager is responsible for the successful marketing of a number of highly complex commercial business products related to Managed/Hosted Services. The role (more...)
Company: Cox Communications Inc
Location: San Diego
Posted on: 01/17/2019

Log In or Create An Account

Get the latest California jobs by following @recnetCA on Twitter!

San Diego RSS job feeds