AVP, Technology (Records & Document Management)
Company: LPL Financial
Location: San Diego
Posted on: November 22, 2021
Are you a team player? Are you curious to learn? Are you
interested in working in meaningful projects? Do you want to work
with cutting-edge technology? Are you interested in being part of a
team that is working to transform and do things differently? If so,
LPL Financial is the place for you!
LPL Financial (Nasdaq: LPLA) was founded on the principle that the
firm should work for the advisor, and not the other way around.
Today, LPL is a leader* in the markets we serve, supporting more
than 19,000 financial advisors, 800 institution-based investment
programs and 450 independent RIA firms nationwide. We are steadfast
in our commitment to the advisor-centered model and the belief that
Americans deserve access to objective guidance from a financial
advisor. At LPL, independence means that advisors have the freedom
they deserve to choose the business model, services, and technology
resources that allow them to run their perfect practice. And they
have the freedom to manage their client relationships, because they
know their clients best. Simply put, we take care of our advisors,
so they can take care of their clients.
In this role you will be involved in working on enterprise content
Consults with business stakeholders to understand and evaluate
current business processes and identify complex business problems
and needs turning those needs into system requirements.
Provides technical expertise for system functional specifications
and deploys new and current systems, processes and procedures in a
cost effective manner.
May configure system settings and options; plan and execute unit,
system, and integration testing to meet business requirements.
May lead cross-functional linked teams to address business or
Develops solutions to moderately complex problems, and/or makes
moderate to significant improvements of processes, systems or
products independently to enhance performance of job area.
Implements solutions to problems.
What are we looking for?
We want strong collaborators who can deliver a world-class client
experience . We are looking for people who thrive in a fast-paced
environment, are client-focused, team oriented , and are able to
execute in a way that encourages creativity and continuous
10+ years of progressive experience in building ECM applications
like Opentext Documentum, Opentext xCP, Opentext InfoArchive
In-depth knowledge in administration, configuration, installation
and maintenance of Documentum Content Server.
Experience of working with AWS and executing a migrating Document
Management platform to cloud.
Hands on experience of developing using Documentum Case Management
Experienced with driving Platform upgrades around these ECM
Extensive working experience with Content Management, High Volume
Server, Docbase Security, Object Model, User Management, Alias
Sets, Versioning, Workflow, DFC, Documentum Methods, Jobs
Management and Business Object Framework.
In-depth knowledge of development tools like Composer, IDQL, IAPI,
DAR Installer, Process Integrator, Process Engine, Business Process
Manager, BPS, Workflow Manager, xCP designer, Eclipse, STS, SoapUI,
Experienced with DevOps tools for release, configuration
management, monitoring, containerization (Octopus, Teamcity, GIT
Experienced with implementing solutions using Java & J2EE
technologies, REST, Web Services, Spring, GWT framework
Experienced with databases like SQL Server, Oracle.
Experienced with Application servers like Tomcat, JBOSS, etc.
Experienced with providing support for existing production
applications, troubleshooting, and resolving problems.
Knowledge of CMC regulatory requirements during development and
Knowledge of Retention policy management will be a plus.
Knowledge of Sec 17.a.4 will be a plus.
Knowledge of executing in Agile model.
At LPL, we believe that objective financial guidance is a
fundamental need for everyone. As the nation 's leading independent
broker-dealer, we offer an integrated platform of proprietary
technology, brokerage, and investment advisor services. We provide
you with a work environment that encourages your creativity and
growth, a leadership team that is supportive and responsive, and
the opportunity to create a career that has no limits, only amazing
We are - one team on one mission. We take care of our advisors, so
they can take care of their clients.
Because our company is not too big and not too small, you can seize
the opportunity to make a real impact. We are committed to
supporting workplace equality, and we embrace the different
perspectives and backgrounds of our employees. We also care for our
communities, and we encourage our employees to do the same. This
creates an environment in which you can do your best work.
Want to hear from our employees on what it 's like to work at LPL?
- Watch this !
We take social responsibility seriously. Learn more here
Want to see info on our benefits? - Learn more here
Join the LPL team and help us make a difference by turning life 's
aspirations into financial realities. Please log in or create an
account to apply to this position. Principals only. EOE.
Information on Interviews:
LPL will only communicate with a job applicant directly from an @lp
lfinancial.com email address and will never conduct an interview
online or in a chatroom forum. - During an interview, LPL will not
request any form of payment from the applicant, or information
regarding an applicant 's bank or credit card. - Should you have
any questions regarding the application process, please contact LPL
's Human Resources Solutions Center at (800) 877-7210.
Keywords: LPL Financial, San Diego , AVP, Technology (Records & Document Management), Executive , San Diego, California
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