Regulatory and Securities Attorney (Hybrid/Remote) - San Diego, CA

Company: Jobot
Location: San Diego
Posted on: June 25, 2022

Job Description:

Excellent salary and benefits package, including medical and 401(k)This Jobot Job is hosted by: Mark EysmannAre you a fit? Easy Apply now by clicking the "Apply Now" button and sending us your resume.Salary: $130,000 - $200,000 per yearA bit about us:We service clients throughout California and nationwide. Growing at a rapid pace, we have achieved an impressive track record of success in the San Diego, Los Angeles, and San Francisco markets. We deliver premier legal services to financial institutions throughout the United States, including broker-dealers, investment advisers, investment companies, hedge funds, and private equity firms. The attorneys and professional team are industry thought-leaders, leveraging their collective knowledge and capabilities to help achieve each client's objectives and goals. What sets us apart from other firms: 1% of firm revenues is donated to charity.Headquartered in San Diego with satellite office in San Francisco. Hybrid/remote working opportunities are available.Why join us?

• Competitive base salary, origination fees, and profit-sharing - Benefits package, including medical and 401(k)Job DetailsKey Responsibilities The Senior Regulatory and Securities Attorney (and/or Partner) is responsible for providing advice and trusted counsel to clients and will collaborate with our growing team to help build on our company's success, grow our practice, and expand our mission through building relationships and business development. Our ideal candidate will have a natural gift for developing client relationships and will be a key team player for servicing our clients, including investment advisers, broker-dealers, private fund advisers, investment companies, corporations, and individuals. Extensive knowledge of regulations governing the financial industry is required, as is, experience on corporate law matters and assisting with mergers and acquisitions, regulatory exams, and corporate strategic advisement.Our Experience provides a team approach to partner with colleagues and works closely as a team to provide comprehensive, personalized services and legal strategy to our sophisticated clients and address all of their business growth needs. Additionally, we also collaborate and work closely together in all of our other practice areas including Mergers & Acquisitions, Corporate & Business Formation, Succession Planning, and General Corporate Counsel Services (such as Contract Review, Governance, Labor & Employment Law, Intellectual Property Law, and Real Estate Law Services).Qualifications
  • 8+ years of securities law experience in SEC and FINRA regulatory matters
  • Admission to the State Bar of CA, TX, AZ, or NV
  • Extensive knowledge of the Investment Advisers Act of 1940, FINRA Rules, and the Investment Company Act of 1940
  • Growing book of business with the ability to drive new business
  • Strong writing, communications, and negotiation skillsInterested in hearing more? Easy Apply now by clicking the "Apply Now" button.

Keywords: Jobot, San Diego , Regulatory and Securities Attorney (Hybrid/Remote) - San Diego, CA, Legal , San Diego, California