Regulatory and Securities Attorney (Hybrid/Remote) - San Diego, CA
Company: Jobot
Location: San Diego
Posted on: June 25, 2022
Job Description:
Excellent salary and benefits package, including medical and
401(k)This Jobot Job is hosted by: Mark EysmannAre you a fit? Easy
Apply now by clicking the "Apply Now" button and sending us your
resume.Salary: $130,000 - $200,000 per yearA bit about us:We
service clients throughout California and nationwide. Growing at a
rapid pace, we have achieved an impressive track record of success
in the San Diego, Los Angeles, and San Francisco markets. We
deliver premier legal services to financial institutions throughout
the United States, including broker-dealers, investment advisers,
investment companies, hedge funds, and private equity firms. The
attorneys and professional team are industry thought-leaders,
leveraging their collective knowledge and capabilities to help
achieve each client's objectives and goals. What sets us apart from
other firms: 1% of firm revenues is donated to
charity.Headquartered in San Diego with satellite office in San
Francisco. Hybrid/remote working opportunities are available.Why
join us?
- Competitive base salary, origination fees, and profit-sharing -
Benefits package, including medical and 401(k)Job DetailsKey
Responsibilities The Senior Regulatory and Securities Attorney
(and/or Partner) is responsible for providing advice and trusted
counsel to clients and will collaborate with our growing team to
help build on our company's success, grow our practice, and expand
our mission through building relationships and business
development. Our ideal candidate will have a natural gift for
developing client relationships and will be a key team player for
servicing our clients, including investment advisers,
broker-dealers, private fund advisers, investment companies,
corporations, and individuals. Extensive knowledge of regulations
governing the financial industry is required, as is, experience on
corporate law matters and assisting with mergers and acquisitions,
regulatory exams, and corporate strategic advisement.Our Experience
provides a team approach to partner with colleagues and works
closely as a team to provide comprehensive, personalized services
and legal strategy to our sophisticated clients and address all of
their business growth needs. Additionally, we also collaborate and
work closely together in all of our other practice areas including
Mergers & Acquisitions, Corporate & Business Formation, Succession
Planning, and General Corporate Counsel Services (such as Contract
Review, Governance, Labor & Employment Law, Intellectual Property
Law, and Real Estate Law Services).Qualifications
- 8+ years of securities law experience in SEC and FINRA
regulatory matters
- Admission to the State Bar of CA, TX, AZ, or NV
- Extensive knowledge of the Investment Advisers Act of 1940,
FINRA Rules, and the Investment Company Act of 1940
- Growing book of business with the ability to drive new
business
- Strong writing, communications, and negotiation
skillsInterested in hearing more? Easy Apply now by clicking the
"Apply Now" button.
Keywords: Jobot, San Diego , Regulatory and Securities Attorney (Hybrid/Remote) - San Diego, CA, Legal , San Diego, California
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