LPL Financial Recruitment Fraud Notice It has come to our
attention that various individuals and organizations are offering
false employment at LPL Financial. They may pose as a
representative of the company or even impersonate an employee.
Scammers contact job seekers via unsolicited emails or texts and
conduct job interviews via social media or instant messaging
services (such as Google Hangouts). LPL Financial does not use
these services and will only communicate with a job seeker from an
email address ending in @lpl.com. LPL Financial will only contact
individuals who have already applied for a position at LPL
During a fraudulent interview, the scammer may try to solicit
personal and financial information from the job seeker. Job seekers
may also be sent checks by the scammer for the alleged purpose of
setting up a remote office or equipment expenses. The checks are
fraudulent. Please be advised that LPL Financial will never ask for
payment to progress a job applicant.
Job applicants should be aware of these and similar tactics.
When in doubt, please confirm if the position in question is posted
online at https://careers.lpl.com/ or contact LPL Financial at
(800) 877-7210. Additionally, you may report any suspicious
recruiting activity to the FTC [www.ftccomplaintassistant.gov/ ].
Thank you for your assistance.
The health and safety of our employees and candidates is very
important to us. Due to the current situation related to the Novel
Coronavirus (COVID-19), we’re leveraging our digital capabilities
to ensure we can continue to recruit top talent at LPL Financial.
As your application progresses, you may be asked to use one of our
digital tools to help you through your recruitment journey. If so,
one of our recruiters will explain what type of interviewing
technology will be used throughout the recruitment process and will
be on hand to answer any questions that you have. You can also
email us at LPLFinancialHiring@lpl.com .
Work where independent thinking and collaboration go hand in
hand. Experience a culture that thrives on innovation, embraces
inclusiveness, and welcomes fresh perspectives. At LPL, your
talents, skills, and insights can make a difference.
VP Product Management, IIS - Trading Apply Job ID: R-010840 Date
posted: 08/24/2020 Primary Location SC-Fort Mill Other Locations
CA-San Diego Are you looking to continue your career in the broker
Do you have a passion for product management? Excited to learn
more? If so, then this could be the role for you!
The Product Management team within LPL’s Investor & Investment
Solutions (IIS) group is responsible for delivering a highly
competitive set of investment solutions. The focus of this role
will be executing on a variety of initiatives that support our
strategic product roadmap. This is a fluid product management team
focused on building efficiency, being accountable and executing
outcomes cross functionally. Individuals in this role must have a
full understanding of, and ability to explain, all business aspects
of our products/platforms and must be able to work with numerous
business units across the firm. The teams’ goal is to leverage the
strengths of our existing model, enhance the capabilities we offer
our advisors and execute with excellence.
What will you do?
The VP, Product Manager- Trading is responsible for managing and
further developing LPL’s trading capabilities. LPL is
continuously enhancing their trading solutions. This role will be
responsible for work on our trading platform, technology
implementation across security types, multiple vendors and systems
driving the creation and maintenance of the product roadmap and
portfolio. You’ll work with a diverse group of cross-functional
teams in a process-driven manner to ensure creative and continuous
improvements – with the goal of exciting our advisor base, leading
the market, and attracting additional business.
• Execute implementation of new trading capabilities and help
• Utilize LPL’s strong Balance Sheet as a strategic
differentiator from competitors and identify innovative solutions
to help our advisors grow
• Maintain and enhance current Trading Platform for our clients
to assist in efficiency gains for the advisors at LPL
• Align trading capabilities with the marketplace so that we are
competitive and look for opportunities to be differentiated versus
• Ensure the proper risk management oversight and controls are
• Product Management ownership leading significant opportunities
to define and execute on a roadmap to develop a competitive program
and enhance and customer satisfaction
• Collaboration with internal business partners, including
client-facing teams, finance, and operations, to deliver
best-in-class product solutions, while achieving revenue
• Define and implement strategic profit and growth roadmaps for
• Provide thought leadership on a wide range of subjects related
to trading services, including regulatory matters, market trends
and the competitive landscape.
• Continue to develop competitive solutions and determine
optimal approach to implement
• Assess and develop trading partnership suite of products
• Gain alignment on opportunities and need for funding including
cost and benefit analysis
• Product lifecycle including user experience and technology
• Developed the journey maps for new clients and existing
clients and identified areas of technology integration to create
better client experience
What are we looking for?
We want strong collaborators who can deliver a world-class
client experience . We are looking for people who thrive in a
fast-paced environment , are client focused, team oriented , and
are able to execute in a way that encourages creativity and
continuous improvement .
What skills, experiences, and education are required?
• 7-10+ years related experience in trading; with a strong
understanding of industry
• Experience across Advisory, Brokerage, various security types
and order entry platforms
• Skilled in Rebalance and Overlay trading functionality
• Ability to asses and develop operations infrastructure needed
• Increase penetration via advisor dialogue and investor
marketing campaign to drive higher adoption and ultimately
• Understanding of the regulatory landscape with regard to
• Strong project management and organizational skills, attention
to detail and the ability to prioritize and multi-task
• Preferred: College degree
Why LPL? At LPL, we believe that objective financial guidance is
a fundamental need for everyone. As the nation’s leading
independent broker-dealer, we offer an integrated platform of
proprietary technology, brokerage, and investment advisor services.
We provide you with a work environment that encourages your
creativity and growth, a leadership team that is supportive and
responsive, and the opportunity to create a career that has no
limits, only amazing potential.
We are one team on one mission. We take care of our
advisors, so they can take care of their clients.
Because our company is not too big and not too small, you can
seize the opportunity to make a real impact. We are committed to
supporting workplace equality, and we embrace the different
perspectives and backgrounds of our employees. We also care for our
communities, and we encourage our employees to do the same. This
creates an environment in which you can do your best work.
Want to hear from our employees on what it’s like to work at
LPL? Watch this !
We take social responsibility seriously. Learn more here
Want to see info on our benefits? Learn more here
Join the LPL team and help us make a difference by turning
life’s aspirations into financial realities. Please log in or
create an account to apply to this position. Principals only.
Information on Interviews:
LPL will only communicate with a job applicant directly from an
@lp l.com email address and will never conduct an interview online
or in a chatroom forum. During an interview, LPL will not request
any form of payment from the applicant, or information regarding an
applicant’s bank or credit card. Should you have any questions
regarding the application process, please contact LPL’s Human
Resources Solutions Center at (800) 877-7210.
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Information Technology, San Diego, California, United States
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